Final Rule Releases

This interim final rule clarifies the scope of permissible access by market participants to swap data and information maintained by a registered swap data repository ...

January 2010 custody final rule

This interim rule, released in 2014, extends the deadline for when the SEC's interim final rules end regarding exemptions for security-based swaps. This rule extends ...

This is a 2014 rule from the CFTC related to the Volcker Rule. It's entitled Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, ...

This is a final rule issued by the SEC in early 2014 to extend the deadline for municipal advisors to register until July 2014.

This CFTC rule makes technical amendments to the Commission’s regulations that correct cross-references to regulations administered by the Financial Crimes Enforcement Network (FinCEN), a bureau ...

This rule applies additional standards for compliance with the derivatives clearing organization (DCO) core principles for systemically important DCOs.

This final rules affects futures and swap market participants by allowing the CFTC to see position and transaction reporting by requiring the electronic submission of ...