Final Rule Releases

This is a 2012 order from the CFTC dealing with the availability of a Legal Entity Identifier for the CFTC's swap data reporting requirements.

This final rule from the CFTC served to bring some of its regulations in line with Dodd-Frank reforms.

This correction makes an editorial correction to language of the preamble that conflicted with the rule text of the final rule.

This final rule sets up a schedule to phase in compliance with the clearing requirement under new section 2(h)(1)(A) of the Commodity Exchange Act.

This is a final rule, released in July 2012 by the SEC and the CFTC that serves Dodd-Frank's desire to regulate derivatives. This rule further ...

This is a final rule, inspired by Dodd-Frank and produced jointly by the CFTC and the SEC to further define “Swap,”“Security-Based Swap,” and “Security-Based Swap ...

This is a small correction to the SEC's and CFTC's joint definitions of “swap dealer,”“security-based swap dealer,”“major swap participant,”“major security-based swap participant” and “eligible contract ...

The rules further defined the terms ‘‘swap dealer,’’ ‘‘security-based swap dealer,’’ ‘‘major swap participant,’’ ‘‘major security-based swap participant’’ and ‘‘eligible contract participant.’’ Only the rules ...

This final rule, released by the SEC in 2012, flows from Dodd-Frank and affects national securities exchanges and associations. It prohibits listing a stock of ...