Final Rule Releases

The Commission adopted new data collections for CPOs and CTAs that are consistent with a data collection required under the Dodd- Frank for entities registered ...

These rules prescribe external business conduct standards for swap dealers and major swap participants.

This is a 2012 final rule from the SEC amending the rules for performance-based fees by advisers, another change sparked by the Dodd-Frank reform law.

This is a proposed rule from the CFTC released in February 2012 to attempt to harmonize its rules with the SEC so as to make ...

This are final rules released by the CFTC in February 2012 governing data collection rules for commodity pool operators and commodity trading advisers. This amending ...

This CFTC final rule from 2012 puts in place regulations imposing requirements on futures commission merchants (FCMs) and derivatives clearing organizations (DCOs) regarding the treatment ...

This is a minor correction to the CFTC's swap rules.

This final rule puts in place the Dodd-Frank reforms that included the registration of swap dealers and major swap participants.

This Dodd-Frank regulation implements a framework for the real-time public reporting of swap transaction and pricing data for all swap transactions.

This is an SEC final rule adjusting its standard for an accredited investor to fit with Dodd-Frank rule changes. This was released in December 2011.