Final Rule Releases

This is the rule in which the SEC extended the deadline for municipal advisors to become registered from December 31, 2011 to September 30, 2012.

This is a final rule from the CFTC, issued in December 2011, that includes Dodd-Frank reforms related to the segregation of customer accounts that involve ...

This is a 2011 final and interim rule from the CFTC that sets position limits for 28 exempt and agricultural commodity futures and options contracts ...

This final rule establishes the compliance and other obligations facing derivatives clearing organization (DCO) as a result of Dodd-Frank reforms.

This is the 2011 final rule from the SEC laying down the rules for advisers to private funds, some commodity pool operators and trading advisers ...

This is the SEC's decision in 2011 on what to charge exempt-reporting and private fund advisers to report via IARD their Form ADV and Form ...

This new rule establishes a Commission certification procedure applicable to the offer or sale, to persons in the U.S., of a non-narrow-based security index futures ...

This is the CFTC's large trader reporting rule from 2011. It affects physical commodity swaps.

This final rule and interpretation deals with regulations governing off-exchange foreign currency transactions with members of the retail public (i.e., retail forex transactions) and makes ...