Final Rule Releases

This Dodd-Frank-inspired regulation establishes registration requirements, statutory duties, core principles and certain compliance obligations for registered swap data repositories (SDRs).

This is an SEC final rule released in July 2011 to foist new reporting requirements on large traders in response to the 2010 “flash crash.”

This final rule from the CFTC establishes a framework for the submission of new products, rules, and rule amendments by designated contract markets (DCMs), derivatives ...

This CFTC final rule removes credit rating references from Commission regulations. This Dodd-Frank reform targets futures commission merchants (FCMs), derivatives clearing organizations (DCOs) and commodity pool ...

These new regulations require routine position reports from clearing organizations, clearing members and swap dealers and also apply to reportable swap trader positions.

This regulations extends privacy provisions to swap dealers and major swap participants.