Final Rule Releases

COMMODITY FUTURES TRADING COMMISSION17 CFR Part 41RIN 3038 AB86SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-54106; File No. S7-07-06]RIN 3235-AJ54Joint Final Rules: Application of ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200Release No. 34-53937RIN 3235-AJ56File No. S7-10-06Amendments to Plan of Organization and Operation Effective During Emergency ConditionsAGENCY:Securities and Exchange Commission.ACTION:Final ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 242[Release No. 34-53829; File No. S7-10-04]Regulation NMSAGENCY:Securities and Exchange Commission.ACTION:Final rule; extension of compliance dates.SUMMARY:The Commission is extending the ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200[Release No. 34-53755DESCRIPTION OF DUTIES OF THE GENERAL COUNSELAGENCY:Securities and Exchange Commission.ACTION:Final rule.SUMMARY:The Securities and Exchange Commission (Commission) is ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 275[Release Nos. 34-52407; IA-2426; File No. S7-25-99]RIN 3235-AH78Certain Broker-Dealers Deemed Not To Be Investment Advisers, Extension of Compliance DateAGENCY:Securities ...

The Securities and Exchange Commission ("Commission" or "SEC") is making technical amendments to Form ADV under the Investment Advisers Act of 1940 ("Advisers Act"). Form ...