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Final Rule Releases
SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 229 and 230[RELEASE NOS. 33-8591A; 34-52056A; IC-26993A; FR-75AINTERNATIONAL SERIES RELEASE NO. 1294A]FILE NO. S7-38-04RIN 3235-AI11SECURITIES OFFERING REFORM; CORRECTIONAGENCY:Securities and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200 and 201[Release No. 34-52846; File No. S7-05-05]Adoption of Amendments to the Rules of Practice and Related Provisions and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200[Release No. 34-52602]ADOPTION OF AMENDMENT TO DELEGATION OF AUTHORITY TO SECRETARY OF THE COMMISSIONAGENCY:Securities and Exchange Commission.ACTION:Final rule.SUMMARY:The Securities ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 232[Release Nos. 33-8633; 34-52708; 35-28053; 39-2440; IC-27139]RIN 3235-AG96Adoption of Updated EDGAR Filer ManualAGENCY:Securities and Exchange Commission.ACTION:Final rule.SUMMARY:The Securities and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 232[Release Nos. 33-8612; 34-52477; 35-28033; 39-2439; IC-27070]RIN 3235-AG96Adoption of Updated EDGAR Filer ManualAGENCY:Securities and Exchange Commission.ACTION:Final rule.SUMMARY:The Securities and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-51983A; File No. S7-02-04]RIN 3235-AI02Amendments to the Penny Stock RulesAGENCY:Securities and Exchange Commission.ACTION:Final rule; corrections.SUMMARY:In Release No. ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 242[Release No. 34-52196; File No. S7-10-04]Regulation NMSAGENCY:Securities and Exchange Commission.ACTION:Final rule; extension of compliance date.SUMMARY:The Commission is extending the ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240[Release No. 34-51983; File No. S7-02-04]RIN 3235-AI02Amendments to the Penny Stock RulesAGENCY:Securities and Exchange Commission.ACTION:Final rule.SUMMARY:The Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 242[Release No. 34-51808A; File No. S7-10-04]RIN 3235-AJ18Regulation NMSAGENCY:Securities and Exchange Commission.ACTION:Final rule; correcting amendment.SUMMARY:The Securities and Exchange Commission published ...