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Final Rule Releases

Securities and Exchange Commission 17 CFR PARTS 210, 229, 240 and 249 [RELEASE NOS. 33-8128; 34-46464; FR-63; File No. S7-08-02] RIN 3235-AI33 Acceleration of Periodic ...
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 232, 239, 240, 249, and 269 [Release Nos. 33-8099, 34-45922, International Series Release No. 1259; File No. ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200 [Release No. 34-46667] Delegation of Authority to the Director of the Division of Market Regulation AGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-46471; File No. S7-19-02]RIN 3235-AI50Confirmation Requirements for Transactions of Security Futures Products Effected in Futures AccountsAGENCY:Securities and ...
Commodity Futures Trading Commission17 CFR PARTS 1, 41 and 190SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240RIN 3235-AI32 [Release No. 34-46473; File No. S7-17-01] RIN 3038-AB76Applicability ...
COMMODITY FUTURES TRADING COMMISSION17 CFR Part 41RIN 3038-AB71SECURITIES AND EXCHANGE COMMISSION17 CFR Part 242Release No. 34-46292; File No. S7-16-01RIN 3235-AI22Customer Margin Rules Relating to Security ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200 [Release No. 34-46418] Delegation of Authority to the General Counsel of the Commission AGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 240, 249 and 274[RELEASE NOS. 34-46421; 35-27563; IC-25720; File No. S7-31-02]RIN 3235-AI62Ownership Reports and Trading by Officers, Directors and ...
Securities and Exchange Commission 17 CFR PARTS 228, 229, 232, 240, 249, 270 and 274 [RELEASE NOS. 33-8124, 34-46427, IC-25722; File No. S7-21-02] RIN 3235-AI54 ...
SECURITIES AND EXCHANGE COMMISSION17 CAR Part 240 [Release No. 34-46169; File No. S7-14-02] RIN 3235-AI49 Assessments on Security Futures Transactions and Fees on Sales of ...
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