Final Rule Releases

The SEC is adopting amendments to the rule under the Investment Company Act of 1940 that permits mergers and other business combinations between certain affiliated ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200, 240, 249, 270, and 274 [Release Nos. 34-46106 and IC-25621] RIN: 3235-AI53 Technical Amendments to Rules and Forms ...

COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB86 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-45956; File No. S7-15-01] RIN 3235-AI24 Cash ...

Final Rule:Admendment to Definition of "Equity Security" SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230 and 240 [Release Nos. 33-8091; 34-45769; File No. S7-11-02] RIN: ...

Registration Form for Insurance Company Separate Accounts Registered as Unit Investment Trusts that Offer Variable Life Insurance Policies SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts ...

SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 270 [Release No. IC-25560; File No. S7-20-00] RIN 3235-AH57 Exemption for the Acquisition of Securities During the Existence ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200 [Release No. 34-45848] Delegation of Authority to the Secretary of the Commission AGENCY:Securities and Exchange Commission.ACTION:Final ruleSUMMARY:The Securities ...

Final Rule:Approved Information Collections SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 200 RELEASE NOS. 33-8071; 34-45601 35-27505; 39-2396; IC-25471; and IA-2021 Approved Information Collections AGENCY: ...

Temporary Final Rule and Final Rule:Requirements for Arthur Andersen LLP Auditing Clients SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 210, 228, 229, 230, 240, 249 ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-45371] Exemption of Transactions in Certain Options and Futures on Security Indexes from Section 31 of ...