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Final Rule Releases
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 270 and 274 [Release No. IC-25058; File No. S7-21-99]RIN 3235-AH56 Treatment of Repurchase Agreements and Refunded Securities as ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200 [Release No. 34-44626] Delegation of Authority to the Director of the Division of Market Regulation AGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200 and 240 [Release No. 34-44494; File No. S7-12-00] RIN 3235-AH69 Electronic Submission of Securities Transaction Information by Exchange ...
INTERNATIONAL DISCLOSURE STANDARDS; CORRECTION SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239 and 249 [Release Nos. 33-7983; 34-44406 INTERNATIONAL SERIES RELEASE NO. 1249] FILE NO. ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200 [Release No. 34-44397] Delegation of Authority to the Director of the Division of Market Regulation AGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240 [Release No. 34-44227; File No. S7-17-99]RIN 3235-AH74 Recordkeeping Requirements for Transfer AgentsAGENCY:Securities and Exchange Commission.ACTION:Final ruleSUMMARY:The Securities and ...
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 270 and 275 [Release Nos. IC-24991 and IA-1945; File No. S7-06-01] RIN 3235-AI05 Electronic Recordkeeping by Investment Companies ...
Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200 and 240 Release No. 34-44291; File No. S7-12-01RIN 3235-AI19 Definition of Terms in and Specific Exemptions for Banks, ...
Final Rule: Disclosure of Mutual Fund After-Tax Returns; Extension of Compliance Date 17 CFR Parts 230, 239, 270, and 274 [Release Nos. 33-8010; 34-44850; IC-25175; ...
Final Rule: Disclosure of Mutual FundAfter-Tax Returns SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 239, 270, and 274 [Release Nos. 33-7941; 34-43857; IC-24832; File ...