Final Rule Releases

SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 270 [Release No. IC-24828; File No. S7-11-97] RIN 3235-AH11 Investment Company Names AGENCY:Securities and Exchange Commission.ACTION:Final rule; Request ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200 Release No. 34-44079 Delegation of Authority to the Director of the Division of Market Regulation AGENCY:Securities and Exchange ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270 [Release No. IC-24828A; File No. S7-11-97] RIN 3235-AH11 Investment Company Names; Correction AGENCY:Securities and Exchange Commission.ACTION:Correction to final ...

Final Rule:Integration of Abandoned Offerings SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 230 [RELEASE NO. 33-7943; File No. S7-30-98] RIN 3235-AG83 INTEGRATION OF ABANDONED OFFERINGS ...

Correction to Final Rule: Role of Independent Directors of Investment Companies SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239, 240, 270 and 274 [Release Nos. ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 239, 240, 270 and 274 [Release Nos. 33-7932; 34-43786; IC-24816; File No. S7-23-99] RIN 3235-AH75 Role of Independent Directors ...

Final Rule: Revision of the Commission’s Auditor Independence Requirements SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210 and 240 [Release Nos. 33-7919; 34-43602; 35-27279; IC-24744; ...

Final Rule:Adjustments to Civil Monetary Penalty Amounts SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 201 [Release Nos. 33-7946; 34-43897; IA-1921; IC-24846] Adjustments to Civil Monetary ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-43591; File No. S7-17-00RIN 3235-AH96 Firm Quote and Trade-Through Disclosure Rules for OptionsAGENCY:Securities and Exchange Commission.ACTION:Final ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-44060; File No. S7-16-00] RIN 3235-AH95 Disclosure of Order Execution and Routing Practices AGENCY:Securities and Exchange ...