Final Rule Releases

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-38139; File No. S7-30-95RIN 3235-AG66Order Execution ObligationsAGENCY:Securities and Exchange Commission.ACTION:Final Rule; Revised Effective Date; Revised Compliance ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-38245; File No. S7-21-93]RIN 3235-AF91REPORTING REQUIREMENTS FOR BROKERS OR DEALERS UNDER THE SECURITIES EXCHANGE ACT OF ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 270 and 274Release No. IC-22579; IA-1623; S7-24-95RIN 3235-AG07Status of Investment Advisory Programs under the Investment Company Act of 1940AGENCY:Securities ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 200, 228, 229, 230, 240, and 242Release Nos. 33-7375; 34-38067; IC-22412; International Series Release No. 1039; File No. S7-11-96 ...