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Final Rule Releases

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-36530, International Series Release No. 893, File No. S7-26-95RIN 3235-AG65Exemption of the Securities of the United ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 200, 201, 202, 203, 209, 228, 229, 230, 232, 240, 250, 260, 270 and 275[Release No. 34-37022; File No. ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 200, 201, 202, 203, 209, 228, 229, 230, 232, 240, 250, 260, 270 and 275[Release No. 34-35833; File No. ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 249Release No. 34-35124; File No. S7-3-94RIN 3235-AG03Recordkeeping and Reporting Requirements For Trading Systems Operated by Brokers and ...
SECURITIES AND EXCHANGE COMMISSION(17 CFR Part 240)(Release No. 34-34902; File No. S7-29-93)RIN 3235-AG00Payment for Order FlowAGENCY:Securities and Exchange Commission.ACTION:Final Rule.SUMMARY:The Securities and Exchange Commission announces ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-34962; File No. S7-6-94RIN: 3235-AF84Confirmation of TransactionsAGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Commission is adopting amendments ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200Release No. 34-35548Establishment of Commission Quorum Requirement.AGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Securities and Exchange Commission ("Commission") is amending ...
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