Final Rule Releases

The eligible affiliate counterparties electing the exemption must pay and collect variation margin on swaps with all other eligible affiliate counterparties with whom they enter ...

The revised compliance schedule mitigates the potential of a market disruption

As directed by Congress, we are adopting rules that will allow affected funds to use the securities offering rules that are already available to operating ...

The final rule is designed to help investors make informed investment decisions regarding variable annuity and variable life insurance contracts

These regulations set requirements for foreign firms acting as an FCM, introducing broker, commodity pool operator and commodity trading adviser that offer and sell foreign ...

Rule includes an interpretation addressing the application of the portfolio reconciliation, portfolio compression, and trading relationship documentation requirements to cross-border security-based swap activities

The Commission is providing guidance regarding the application of certain uses of the terms ‘‘arranged’’ and ‘‘negotiated’’

The Commission is correcting a final rule that appeared in the Federal Register on August 22, 2019. In the document, the Commission adopted capital and ...

We are adopting a new communications rule under the Securities Act of 1933 that permits issuers to engage in oral or written communications with certain ...

The Securities and Exchange Commission (the “Commission”) is adopting a new rule under the Investment Company Act of 1940 (the “Investment Company Act” or the ...