FINRA

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240[Release No. 34-40518; File No. S7-26-98]RIN 3235-AH04Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act ...

SECURITIES AND EXCHANGE COMMISSIONRelease No. 34-36548; File No. SR-NASD-95-42DATES: December 1, 1995Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities ...