Form ADV

5% of advisers use an outsourced CCO compared with 4% in 2019 and 3% in 2018

Most of the largest advisers made no mention of the coronavirus or the pandemic

This comes courtesy of The Plain Language Group in Charlotte, N.C.

The Commission has been monitoring the effects of COVID-19 and is now extending the exemptions with certain modifications in light of its current understanding of ...

The Form ADV FAQ addresses temporary teleworking

The new order removes two conditions placed on advisers that wished to use the delay

The SEC considers a "firm’s business continuity plan in response to circumstances related to coronavirus disease 2019"

The order, tied to the coronavirus, also extends to Form PF filings

Strings attached if you wish to delay filing Forms ADV and PF

Bart McDonald of Renaissance Regulatory Services in Boca Raton, Fla.