Form PF

You have to go back 10 years to when the SEC ordered certain private fund advisers to file Form PF. Apparently, seven SEC RIAs didn’t ...

Catalyst was registered with the Commission as an investment adviser and managed private fund assets of at least $150 million as of the end of ...

The information collected on Form PF is important to financial regulators

NFC willfully violated Rule 204(b)-1 under the Advisers Act, which requires investment advisers registered or required to be registered under Section 203 of the Advisers ...

“This information may be used [by the SEC and FSOC] to analyze funds’ liquidity and susceptibility to the risk of runs, which may give rise ...

The SEC’s new annual report to Congress about Form PF provides some insights into how the Commission uses private fund data, and how it attempts ...

Commission staff used Form PF data together with other information to identify hedge fund advisers whose reported data ― such as returns, exposures, liquidity ― ...

"We continue working on rulemaking initiatives to improve visibility into private funds, including hedge funds. It’s through a form called Form PF"

'Boundless curiosity is wonderful in a small child,' Peirce says but ' a less attractive trait in regulatory agencies'

"Today’s adoption enhances the Commissions’ and FSOC’s understanding of the private fund industry as well the potential systemic risk posed by the industry and its ...