Form PF

This report provides a summary of recent private fund industry statistics and trends, reflecting data collected through Form PF and Form ADV filings. Form PF ...

Could you pinpoint the dollar amount your firm currently expends on compliance? If not, you’re not alone. The second annual C-Suite Survey of financial services ...

During the past year, the Commission primarily used Form PF data in examinations of registered investment advisers to private funds. In addition, the Commission used ...

She states that the "next challenge is to bring to life additional coding schema that will enable a new depth of data aggregation. The development ...

Now that OCIE has released its 2015 exam priorities, we checked with some of your peers who have been through recent exams to ask them ...

Depending on the size of the private fund marketed into the European Union, this could be the week for your firm to have to file ...

Should you decide to “exclude disregarded private funds” under Instruction 7 of Form PF, you would not include the funds’ assets when reporting your regulatory ...

Hedge fund advisers are having some advertising and marketing compliance issues and 2015 will see SEC examiners focus on retiring investors. These nuggets were among ...

Former SEC Division of Investment Management Director Norm Champ talks about the hedge fund industry.

Because Dodd-Frank directed the SEC to produce an annual report on Form PF data, you now have insight into how OCIE plumbs the data for ...