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Form PF

William Birdthistle
"I would like to proselytize how invaluable Form PF data has been in the hands of regulators seeking to stay abreast of an increasingly complex ...
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
The rule amendments are effective October 2, 2023. The amendments to Forms N–1A and N–CSR are effective October 2, 2023 and the amendments to Forms ...
Woman signing document and hand holding pen putting signature at paper, order to authorize their rights.
This is the revised section 3 of Form PF that the SEC changed in 2023. Liquidity risk providers will have to begin completing this section ...
SEC Commissioner Crenshaw
"Today’s rule draws upon lessons learned from both 2008 and 2020. First, it removes the link between liquidity fees and redemption gates, on the one ...
"Today’s rules will amend Form PF for large liquidity fund advisers to align their reporting requirements with those of money market funds. Taken together, the ...
"Unfortunately, it appears the Commission is poised to repeat the errors of the past.  This time it may even be worse, as the final rule ...
SEC Commissioner Lizarraga
"Increases in a fund’s liquidity requirements may reduce the transaction costs of redemptions. Eliminating the ability of a fund to suspend investor redemptions may reduce ...
Unrecognizable man taking notepad from his female colleague in the office. Focus is on his hand and note pad.
The SEC adopts Form PF amendments to require large private equity fund advisers to provide additional information to the SEC about the private equity funds ...
Compliance's 'one-way ratchet' may mean fewer, bigger firms
Firms caught in 'double whammy'
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