Form PF

This matter involves Bristol Group Inc.’s violations of the reporting provisions of Rule 204(b)-1 under the Advisers Act. Rule 204(b)-1 requires certain investment advisers with ...

This matter involves Brahma Management, Ltd.’s violations of the reporting provisions of Rule 204(b)-1 under the Advisers Act. Rule 204(b)-1 requires certain investment advisers with ...

This matter involves Biglari Capital LLC’s violations of the reporting provisions of Rule 204(b)-1 under the Advisers Act. Rule 204(b)-1 requires certain investment advisers with ...

This matter involves Bachrach’s violations of the reporting provisions of Rule 204(b)-1 under the Advisers Act. Rule 204(b)-1 requires certain investment advisers with at least ...

IA Watch has learned that a host of advisers has received letters from the SEC asking them to explain why they haven’t filed Form PF. ...

Two years ago, the number of private equity funds topped hedge funds, and that trend continues as evidenced by the release of the latest aggregate ...

Say, your Form PF deadline has arrived yet your fund’s auditor hasn’t completed its work. What should you do?   Place “estimated values” for the ...

This is the SEC's Form PF

This time of year usually produces the SEC’s report on how it uses your Form PF data. It’s little surprise that much of the agency’s ...

To amend the Investment Advisers Act of 1940 and to direct the Securities and Exchange Commission to amend its rules to modernize certain requirements relating ...