Forms

(a) The notice required by section 27(e) of the Act shall be sent by first class mail and shall be accompanied by a written instruction ...

(a) Three complete copies of each registration statement or report, including exhibits and all other papers and documents filed as a part thereof, shall be ...

(a) Every registered management investment company, other than a small business investment company registered on Form N-5, must maintain disclosure controls and procedures (as defined ...

(a) Registration statements and reports shall be filed on good quality, unglazed, white paper, no larger than 81⁄2 × 11 inches in size, insofar as ...

(a) Every registered management investment company which is required to file a semi-annual report on Form N-SAR, as prescribed by rule 30b1-1 (17 CFR 270.30b1-1), ...

(a) General. Any face-amount certificate company, open-end management company or unit investment trust (“issuer”) that is deemed to have registered an indefinite amount of securities ...

(a) The notice and statement of charges (notice) required by section 27(f) of the Act shall be sent by first-class mail and shall be accompanied ...

Every registered open-end management investment company, or series thereof, that is regulated as a money market fund under §270.2a-7 must file with the Commission a ...

Every registered open-end management investment company, or series thereof, that is regulated as a money market fund under §270.2a-7, that experiences any of the events ...

This is the rule that requires certain managers to report their larger holdings