Insider Trading

The complaint further alleged that Klein improperly used that material, non-public information to purchase King Pharmaceuticals’ stock for himself and his clients, including the lawyer. ...

The fallout continues from a now nearly two years’ old insider trading case involving two portfolio managers at a New York-based hedge fund adviser (PF ...

Bovorn Rungruangnavarat coordinated with his brother, Badin Rungruangnavarat, to acquire large volumes of call options, futures, and shares of Smithfield after learning of the potential ...

Visium failed to take adequate steps to ensure the outside brokers were dealers in the securities for which they provided quotes; that the quotes obtained ...

Yin knowingly and willfully agreed with Jing Wang and his brother, Bing Wang, to conceal Jing Wang’s insider trading and control of the proceeds of ...

Hamilton tipped this material nonpublic information to others and traded on the basis of the material nonpublic information in accounts for his personal benefit and ...

The Commission’s complaint alleged that Moodhe engaged in insider trading and tipping on the basis of material nonpublic information regarding impending mergers, acquisitions, and tender ...

Steven Metro, a former law firm employee previously charged as part of an insider trading scheme involving more than a dozen pending corporate transactions in ...

These proceedings arise out of insider trading by Chiera in the securities of URS Corporation (“URS”) based on material, nonpublic information that Chiera obtained from ...

The Commission’s complaint alleged that, on at least four occasions between September 2009 and July 2010, Megalli traded shares of Carter’s, based on material nonpublic ...