Insider Trading

U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23591 / July 5, 2016 United States v. Luis Martin-Caro Sanchez, No. 16-cr-426 (N.D. Ill. filed June. ...

Two hedge fund managers and their former Food and Drug Administration senior official alleged source were charged June 15 by the SEC with insider trading ...

The Commission’s complaint alleged that Post engaged in an insider trading scheme with Zachary Zwerko, generating over $683,000 in illegal profit by purchasing potential pharmaceutical acquisition ...

The SEC alleges that Guolin Ma traded on confidential information he obtained while advising the two firms as they pursued a buyout of Silicon Valley-based ...

McClatchey, an investment banker and his close friend, a plumber who allegedly helped remodel his bathroom and put cash in his gym bag in return ...

Simply put, Mickelson made money that wasn’t his to make. This action against Mickelson makes clear we will pursue both those who engage in insider ...

The Securities and Exchange Commission Announced Insider Trading Charges Against a Research Analyst Who Allegedly Reaped More Than $1.5 Million in February Through Trades He ...

From approximately early December 2014 to October 9, 2015, Respondent was employed as an Associate in the Surveillance Analytics Group, a group within the compliance department ...

The Commission’s complaint alleged that Dowd committed insider trading by tipping material, nonpublic information concerning the November 21, 2011, public announcement that Gilead Sciences, Inc. would ...

In its Complaint, the Commission alleged that Han, who worked as an associate in Goldman Sachs' compliance department, traded on confidential information contained in e-mails ...