Insider Trading

As expected (IA Watch, July 8, 2015), it appears the Newman insider trading case is headed to the U.S. Supreme Court. On July 30, the ...

The Commission’s complaint alleged, among other things, that on four separate occasions between March 2009 and April 2012, Eracleous engaged in insider trading. In particular, on ...

The Commission’s complaint alleged, among other things, that on four separate occasions between March 2009 and April 2012, Wiegand engaged in insider trading. In particular, on ...

According to the SEC's complaint, Herbert K. Sudfeld illegally traded on the news that sent Harleysville's stock price up 87 percent when the merger of ...

Co-defendants Timothy McGee and Michael Zirinsky are both former registered representatives at Ameriprise Financial Services, Inc., illegally traded in the stock of Philadelphia Consolidated Holding ...

SEC last year charged a law firm clerk and a stockbroker with insider trading in a scheme that used a mutual friend to pass material, ...

This is an insider trading case in which Gerard Boudreault traded on the basis of material nonpublic information ahead of a June 20, 2013 public ...

The odds that the U.S. Supreme Court will take up the controversial Newman insider trading case just notched a bit higher (IA Watch, Dec. 11, ...

The Commission’s complaint alleged that, in connection with the purchase or sale of securities, Teeple knew, recklessly disregarded, or should have known, that material non-public ...

The Commission’s complaint alleged that, Johnson executed purchases and sales of securities based on material non-public information that he received from a hedge fund analyst ...