Insider Trading

Jury in Criminal Case Convicts Individual in Insider Trading Case Involving Group of Amateur Golfers

U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23284 / June 12, 2015 SEC v. Matthew G. Teeple et al., Civil Action 13-CV-2010 (SDNY)(VEC) SEC ...

District Court Enters Final Judgment Setting Monetary Amounts Against Charles Raymond Langston III and Related Entities for Rule 105 Violations.

SEC charges biotech employee, two stockbrokers with insider trading on nonpublic information about pharmaceutical trials and merger

SEC Charges Director of Rhode Island Bank and Three Others with Insider Trading

The Commission’s amended complaint alleged that Zirinsky engaged in unlawful insider trading by purchasing the common stock of Philadelphia Consolidated Holdings Corp. (“Philadelphia Consolidated) in advance ...

Both men previously pled guilty to criminal charges arising out of the same conduct. Jorgenson was sentenced to 24 months in jail and Stokke was ...

The SEC alleges that Dr. Xiaoyu Xia and Ms. Yanting Hu, residents of Beijing, China, each purchased out-of-the-money call options in 58.com in the time ...

Investment Advisers Act section 204A requires investment advisers to establish, maintain, and enforce written P&Ps reasonably designed to prevent the misuse of material, non-public information ...

There is no doubting that securities regulators are squarely focused on the issue of insider trading.  The numbers don’t lie:  in the past 5 years ...