Insider Trading

IA Watch has obtained testimony that appears to support allegations of insider trading at the RIA Pequot Capital Management (IA Watch, Jan. 12, 2009). The ...

The cases keep coming. In the weeks since the news splashed about the arrest of billionaire Raj Rajaratnam at Galleon (IA Watch, Oct. 16, 2009), ...

Allegations of disposable cell phones used to relate secrets, a lawyer who divulged pending acquisitions, suspects deploying code words and a broker-dealer known as "the ...

Last week a Canadian attorney apparently committed suicide rather than face insider trading charges. The SEC also barred a former Goldman Sachs rep for feeding ...

The Department of Justice Friday announced criminal fraud charges against some prominent hedge fund managers, including Raj Rajaratnam, a portfolio manager with the Galleon Group, ...

A federal judge ruled against the SEC last month in a four year-old insider trading case when the agency failed to show the tipper benefited ...

Phone records are behind the SEC's first case involving allegations of insider trading of credit default swaps by a hedge fund. The agency has charged ...

Final Rule:Selective Disclosure and Insider Trading SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240, 243, and 249 Release Nos. 33-7881, 34-43154, IC-24599, File No. S7-31-99 ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 230, 240, 243, and 249Release Nos. 33-7787, 34-42259, IC-24209, File No. S7-31-99RIN 3235-AH82Selective Disclosure and Insider TradingAGENCY:Securities and Exchange ...