International

Nearly 35% of all private funds—and almost 52% of qualified hedge funds—were domiciled in the Caymans, SEC data show.

The founder and CEO of a California private equity adviser has agreed to cooperate with an ongoing federal probe into what authorities are calling the ...

The ICO letter states UK firms regulated by the UK’s FCA and the SEC “are allowed to turn [records] over to the SEC in the ...

This is the British regulator's stance that helped resolve OCIE's moratorium on new registrations of UK RIAs

“We didn’t anticipate that this would go on as long as it has,” OCIE Director Peter Driscoll said

The Commission believes that section 2(i) provides it express authority over swap activities outside the United States when certain conditions are met, but it does ...

"It is a laudable thing for a businessman to work ceaselessly to make his company or bank successful"

The working group recommended the SEC improve disclosure regarding, and consideration by fiduciaries and other market professionals of, the risks of investing in emerging markets, ...

The firm was asked to hand over everything from a list of retail customers to fee “grids or schedules” to information on any “bonuses or ...

Provide a "list of any individuals or groups (e.g., internal committees, working groups, or transition teams), if any, assigned responsibility to oversee or manage the ...