International

ICBCFS securities lending desk personnel obtained, on a regular basis, prereleased ADRs of numerous securities and lent them to other broker-dealers that were looking ...

The setting was Rome, home to an ancient empire, where CFTC Chairman J. Christopher Giancarlo brought up the “new futurism” and the challenges presented by ...

The Commission is also considering a rule proposal to address the registration and regulation of non-U.S. swap dealers and major swap participants, as well as ...

Nevertheless, London remains unique as a global financial center. It is the essential processing point for global wholesale markets for foreign exchange, interest rate ...

We at the CFTC believe in the power of markets to be the best determinate of the value of technology-driven innovation.

One of the challenges of building a new regulatory framework for the security-based swap market in the United States is that our domestic market is ...

The Securities and Exchange Commission (“SEC” or “Commission”) is proposing a number of actions to address the cross-border application of certain security-based swap requirements under ...

Nearly a decade after the Dodd-Frank law took effect, SEC commissioners have proposed revisions to how it regulates the law’s provisions related to the international ...

We want to map the inter-connectedness of regulated derivatives markets to the broader financial system and study risk transmission throughout. Undoubtedly, the CFTC’s regulatory ...

It is critical that the CFTC continues to work positively with its overseas regulatory counterparts, not just in the UK, but in all financial centers. ...