International

IA Watch spoke with Thomas Smedinghoff, of counsel with Locke Lord in Chicago, about what advisers should know about the EU's General Data Protection Regulation. ...

Take two teenaged hackers in Ukraine. Add a former Morgan Stanley investment adviser who moonlights as a pastor and his friend, a former rep. Toss ...

Here we summarize rules for selling foreign funds into various locales around the globe

U.S.-based advisers that sell into the EU could be excused if they’re still perplexed by what the General Data Protection Regulation means to them one ...

There’s no mistaking that failures to disclose conflicts of interest tied to compensation are a focus of both SEC examiners and Enforcement. New York-based deVere ...

Thanks to the Financial Action Task Force’s 40 recommendations for how to attack anti-money laundering, you can find great similarities in the approaches favored by ...

International Organizations: Learning from the Past to Build for the Future Commissioner Hester Peirce   Armonk, New York April 11, 2018 Remarks at the 2018 ...

The scheme involved an undercover FBI agent who described his business as manipulating U.S. stocks through pump-and-dump schemes. Kyriacou and the agent discussed depositing ...

And true to our word, we at the CFTC have spent considerable time and resources to forge strong relations and seek cross border coordination with ...

Tim Hickman of White & Case in London gives RCW permission to share with you his firm's flowchart to help you determine if you are ...