International

The scheme involved an undercover FBI agent who described his business as manipulating U.S. stocks through pump-and-dump schemes. Kyriacou and the agent discussed depositing ...

And true to our word, we at the CFTC have spent considerable time and resources to forge strong relations and seek cross border coordination with ...

Tim Hickman of White & Case in London gives RCW permission to share with you his firm's flowchart to help you determine if you are ...

Merrill violated the registration provisions of the federal securities laws by effecting unregistered sales of almost 3 million shares of Longtop Financial Technologies Limited’s (“Longtop”) ...

You’re only two months away from the effective date of a new EU rule that carries potentially hugely expensive penalties for violations.   Perhaps you’ve ...

The latest cooperation agreement between the CFTC and the FSA has the two regulators promising to work together to spur the use of financial technology. ...

Based on the facts presented and the representations SHCH has made, the Division will not recommend that the Commission take enforcement action against SHCH for ...

The Division grants time-limited no-action relief to Relief DCO Counterparties, solely from the following reporting obligations: a. Reporting continuation data pursuant to § 45.4 on Relief ...

The CFTC is committed to honoring its obligations under the 2016 equivalence agreement. Yet, there are some indications that the European Commission views the UK’s ...

I very much welcome this letter from Senators Roberts and Stabenow. I am very grateful to them for their strong support of the CFTC and ...