International

Merrill violated the registration provisions of the federal securities laws by effecting unregistered sales of almost 3 million shares of Longtop Financial Technologies Limited’s (“Longtop”) ...

You’re only two months away from the effective date of a new EU rule that carries potentially hugely expensive penalties for violations.   Perhaps you’ve ...

The latest cooperation agreement between the CFTC and the FSA has the two regulators promising to work together to spur the use of financial technology. ...

Based on the facts presented and the representations SHCH has made, the Division will not recommend that the Commission take enforcement action against SHCH for ...

The Division grants time-limited no-action relief to Relief DCO Counterparties, solely from the following reporting obligations: a. Reporting continuation data pursuant to § 45.4 on Relief ...

The CFTC is committed to honoring its obligations under the 2016 equivalence agreement. Yet, there are some indications that the European Commission views the UK’s ...

I very much welcome this letter from Senators Roberts and Stabenow. I am very grateful to them for their strong support of the CFTC and ...

CFTC shares the RED List with other government regulators, the media, consumer groups, industry participants, self-regulatory organizations, exchanges, and industry associations.

The impending introduction of MiFID II continues to reverberate on this side of the Atlantic (IA Watch, Nov. 30, 2017).   The latest example comes ...

The CFTC can tweak its rules to create a “clear and predictable” regulatory approach that would resolve problems of “market fragmentation” and promote the international ...