International

What the CFTC should have done is enhance the professional conduct of swaps execution through licensure, testing and adoption and abidance of approved codes of ...

the Division will not recommend that the Commission take enforcement action against CABEI for failure to comply with the Clearing Requirement. This letter does not, ...

The Request Letter represents that ESM’s mission is to provide financial assistance to a European Union member state that is also a member of the ...

NADB was created under the auspices of the North American Free Trade Agreement as a collaboration between the governments of the United States and Mexico. ...

If the U.S. accepts European regulation of American financial companies, it would set a dangerous precedent—potentially opening the door to all manner of other interference. ...

While money laundering allegations captured the glare of headlines following Paul Manafort’s indictment last week, most charges in the case against the former Trump campaign ...

SEC Chairman Jay Clayton has delivered as promised, giving the industry assurances that soft dollar research practices that conflict with the EU’s coming MiFID II ...

    Investment Company Act of 1940 and Rule 17d-1 thereunder, and Section 206 of the Investment Advisers Act of 1940 Investment Company Institute October ...

Only days after CFTC Chairman J. Christopher Giancarlo told Congress that his agency was running into some tensions with regulators in Europe, the agency and ...

Today marks a significant milestone in cross border harmonization between the European Commission and the CFTC. First, I am pleased to announce that we have ...