International

In thinking about RegTech, however, I think it is critical that we include cyber-security and data-security as part of the broader discussion. Indeed, the increasingly ...

Click here to open an Excel file that is a template displaying the data required to be reported under the EU's Packaged retail investment and insurance ...

Click here to open an Excel file that is the European Working Group's template containing data points that a U.S.-based adviser that has parties in ...

What the CFTC should have done is enhance the professional conduct of swaps execution through licensure, testing and adoption and abidance of approved codes of ...

the Division will not recommend that the Commission take enforcement action against CABEI for failure to comply with the Clearing Requirement. This letter does not, ...

The Request Letter represents that ESM’s mission is to provide financial assistance to a European Union member state that is also a member of the ...

NADB was created under the auspices of the North American Free Trade Agreement as a collaboration between the governments of the United States and Mexico. ...

If the U.S. accepts European regulation of American financial companies, it would set a dangerous precedent—potentially opening the door to all manner of other interference. ...

While money laundering allegations captured the glare of headlines following Paul Manafort’s indictment last week, most charges in the case against the former Trump campaign ...

SEC Chairman Jay Clayton has delivered as promised, giving the industry assurances that soft dollar research practices that conflict with the EU’s coming MiFID II ...