International

The SEC's complaint alleges that Tarek D. Bahgat, a former resident of Williamsville, N.Y. who now lives in Egypt, misappropriated money from seven of his ...

Be sure you have a compliance P&P for alerting you when a transaction has cleared your CPO account. That’s a confirmed takeaway from a CFTC ...

Over the course of 21 days, from at least March 3, 2016 through March 24, 2016, Tillage's fund administrator received seven fraudulent requests to transfer ...

On the 9th anniversary of the Lehman collapse, CFTC Chairman J. Christopher Giancarlo traveled to Switzerland to urge continued international regulator unity. Raising memories of “the ...

the CFTC is working side-by-side with international regulators, including many European regulators, on harmonization of key data standards for swaps trade reporting. This critical ...

If Brexit is indeed the trigger for a new approach in Europe regarding the supervision of cross-border CCPs, then it must be an approach developed ...

Respondents carried out a scheme to defraud six transition management customers from February 2010 to September 2011, by charging those customers hidden and unauthorized mark-ups ...

The Non-U.S. SDs sought relief from such requirements when entering into swaps with a counterparty that is not a U.S. person.

The ESM was created following the euro area debt crisis by the Treaty Establishing the European Stability Mechanism made in 2012 among those countries within ...

January can seem a long way away in July but the start of MiFID II early next year will require certain firms to take actions ...