International

    Investment Company Act of 1940 and Rule 17d-1 thereunder, and Section 206 of the Investment Advisers Act of 1940 Investment Company Institute October ...

Only days after CFTC Chairman J. Christopher Giancarlo told Congress that his agency was running into some tensions with regulators in Europe, the agency and ...

Today marks a significant milestone in cross border harmonization between the European Commission and the CFTC. First, I am pleased to announce that we have ...

The SEC's complaint alleges that Tarek D. Bahgat, a former resident of Williamsville, N.Y. who now lives in Egypt, misappropriated money from seven of his ...

Be sure you have a compliance P&P for alerting you when a transaction has cleared your CPO account. That’s a confirmed takeaway from a CFTC ...

Over the course of 21 days, from at least March 3, 2016 through March 24, 2016, Tillage's fund administrator received seven fraudulent requests to transfer ...

On the 9th anniversary of the Lehman collapse, CFTC Chairman J. Christopher Giancarlo traveled to Switzerland to urge continued international regulator unity. Raising memories of “the ...

the CFTC is working side-by-side with international regulators, including many European regulators, on harmonization of key data standards for swaps trade reporting. This critical ...

If Brexit is indeed the trigger for a new approach in Europe regarding the supervision of cross-border CCPs, then it must be an approach developed ...

Respondents carried out a scheme to defraud six transition management customers from February 2010 to September 2011, by charging those customers hidden and unauthorized mark-ups ...