International

Last week the European Commission proposed an amendment of EMIR to regulate third-country CCP, including a process to introduce a CCP location policy. I look forward ...

The Division will not recommend that the Commission take enforcement action against CMECE for failing to comply with Section 5b of the CEA or Parts ...

You can often hear Jeff Kleintop sharing his market analysis on CNBC and Fox Business News. In a presentation May 17, the Schwab senior VP ...

The Cybersecurity Law will not become effective until June 1, 2017, and the Division understands that necessary implementing regulations have not yet been published. The ...

President Trump ordered agencies to re-examine regulations, a review now completed by CFTC Acting Chairman Christopher Giancarlo. In a speech May 10 in Lisbon, Portugal, ...

It is critical that international bodies make it their top priority to take up this challenge of looking across reforms to see if we have ...

“Substituted compliance” is the phrase the CFTC uses to allow registrants to comply with its rules by satisfying another regulators’. But the Commission hasn’t been ...

In sum, regulatory harmonization is an imperative today. Our times are turbulent. And in the midst of these rapid changes, the electorate, in several jurisdictions, ...

Nino Coppero del Valle, the alleged tipper who worked at one of the companies, agreed to pay full disgorgement of $53,607.70 plus interest of $5,382.44. ...

Our work as regulators is not a "zero sum game." A rising tide lifts all boats. Adopting high quality regulatory standards and cooperative relationships create ...