International

A divided CFTC Aug 4 issued its latest statement on how to apply its swaps rules across international borders in response to a court case, ...

In a year that has featured the CFTC  signing cooperation memoranda of understanding with fellow regulators (IA Watch, June 10, 2016), the Commission last month ...

Despite the uncertainty created when UK voters opted to flee the EU, Britain’s Financial Conduct Authority is moving forward with guidance for firms to comply ...

These actions are part of our overall effort to address the cross-border implications of swap activity, while at the same time harmonizing derivatives regulation with ...

Unfortunately, the Commission’s uncoordinated approach to cross-border harmonization has allowed foreign regulators to respond in kind. The CFTC’s and European Union’s (EU) tortured and repeatedly ...

Commodity trading advisors, pool operators, futures commission merchants and introducing brokers who work outside the U.S. and act on behalf of only “persons located outside ...

The Commodity Futures Trading Commission ("Commission") is proposing to amend Commission regulation § 3.10(c)(2) and (3). The proposed amendment would amend the conditions under which ...

Requiring banks to provide the information I have just discussed to the Commission and investors would likely reduce the fear that many investors and regulators, ...

The Order requires Agrocorp to pay a $150,000 civil monetary penalty and prohibits it from committing future violations of CFTC Regulation 19.02, as charged. The ...

The SEC's complaint and emergency application, filed on June 22, 2016 in federal court in New York, allege that in April and May, Mustapha hacked ...