International

Barclays submitted LTRs with incorrect position information and Commodity Reference Price indicators for certain types of transactions. Subsequently in 2014, Barclays submitted certain LTRs containing ...

On the eve of the U.S.’s 4th of July, Britain’s independence day has staggered world markets like a stiff right cross. Speculation abounds about the ...

To help facilitate and strengthen regulatory reform, the SEC aims to be a thought leader in international discussions because of our extensive regulatory experience. ...

This week can mark an important milestone for some large banks and investment advisers in the U.S. under the Foreign Account Tax Compliance Act (FATCA). ...

In this international world of finance, it’s not uncommon for states-side advisers to manage wealth held by clients on the other side of the Atlantic. ...

Besides being the first day of summer, last Tuesday also marked the day certain interest rate derivatives were to be cleared under the European Market ...

No-action relief for Chicago Mercantile Exchange, Inc. with regard to Regulation 1.20(g)(4), and an exemption from the requirements of Regulation 1.49(d)(3) for customer accounts held ...

Fixed-to-floating interest rate swaps denominated in nine additional currencies or having certain termination dates would be added to the CFTC’s clearing requirements under a new ...

From at least 2000 through at least August of 2011, The Bank of New York Mellon (“BNYM”) and its predecessors, The Bank of New York ...

Only two conditions in the memorandum of understanding between the CFTC and the European Securities and Markets Authority would deny the regulators from cooperating in ...