International

Requiring banks to provide the information I have just discussed to the Commission and investors would likely reduce the fear that many investors and regulators, ...

The Order requires Agrocorp to pay a $150,000 civil monetary penalty and prohibits it from committing future violations of CFTC Regulation 19.02, as charged. The ...

The SEC's complaint and emergency application, filed on June 22, 2016 in federal court in New York, allege that in April and May, Mustapha hacked ...

Barclays submitted LTRs with incorrect position information and Commodity Reference Price indicators for certain types of transactions. Subsequently in 2014, Barclays submitted certain LTRs containing ...

On the eve of the U.S.’s 4th of July, Britain’s independence day has staggered world markets like a stiff right cross. Speculation abounds about the ...

To help facilitate and strengthen regulatory reform, the SEC aims to be a thought leader in international discussions because of our extensive regulatory experience. ...

This week can mark an important milestone for some large banks and investment advisers in the U.S. under the Foreign Account Tax Compliance Act (FATCA). ...

In this international world of finance, it’s not uncommon for states-side advisers to manage wealth held by clients on the other side of the Atlantic. ...

Besides being the first day of summer, last Tuesday also marked the day certain interest rate derivatives were to be cleared under the European Market ...

No-action relief for Chicago Mercantile Exchange, Inc. with regard to Regulation 1.20(g)(4), and an exemption from the requirements of Regulation 1.49(d)(3) for customer accounts held ...