International

Is There a Need for A Greater Macroprudential Framework? Finally, there has been some attention paid recently to whether we need a greater “macroprudential framework” ...

This matter concerns investment adviser James Caird Asset Management LLP’s (“JCAM”) and its principal Timothy Leslie’s misleading disclosures concerning the trading overlap and allocations between ...

I have been very focused on strengthening our relationship with Chinese regulators, particularly given the importance of the Chinese markets to the markets that we ...

Under the requested relief, SHCH would be permitted temporarily to clear certain swaps subject to mandatory clearing in the People’s Republic of China (“PRC”) for ...

It appears that no one’s enamored by the CFTC’s new rule offering substituted compliance for certain cross-border uncleared swaps trades but the industry will have ...

On January 6, 2016, the Commodity Futures Trading Commission (“Commission” or “CFTC”) published final regulations to implement section 4s(e) of the Commodity Exchange Act, which ...

The risks our margin rule seeks to prevent do not only originate in the United States. The interconnected nature of the global swaps market means ...

Thus, for the sake of market certainty, I am voting yes to this rule. But I encourage my fellow Commissioners to work with me to ...

Today, instead of recognizing and building upon the strong foundation for mutual recognition of foreign regulatory regimes created by the G-20 commitments and the BCBS-IOSCO ...

State Street Corporation, a publicly-traded financial holding company based in Boston, and its affiliates provide transition management services, which are offered to large investment clients ...