International

Thus, for the sake of market certainty, I am voting yes to this rule. But I encourage my fellow Commissioners to work with me to ...

Today, instead of recognizing and building upon the strong foundation for mutual recognition of foreign regulatory regimes created by the G-20 commitments and the BCBS-IOSCO ...

State Street Corporation, a publicly-traded financial holding company based in Boston, and its affiliates provide transition management services, which are offered to large investment clients ...

Lujan devised and facilitated sham arrangements to conceal multi-million-dollar kickback payments to the Vice President of Finance at Banco de Desarrollo Económico y Social de ...

Clarke devised and facilitated sham arrangements to conceal multi-million-dollar kickback payments to the Vice President of Finance at Banco de Desarrollo Económico y Social de ...

Chinea devised and facilitated sham arrangements to conceal multi-million-dollar kickback payments to the Vice President of Finance at Banco de Desarrollo Económico y Social de ...

The latest evidence of cross-border regulators promising to cooperate occurs as the CFTC signs separate memoranda of understanding with three of 13 Canadian securities regulators. ...

If you have even one client based in Canada, you must alert authorities there. But you could opt to file for an exemption from registration ...

According to the SEC's second amended complaint filed in federal court in Manhattan, the global markets group at broker-dealer Direct Access Partners executed fixed-income trades ...

Defendants Khara and Salim, both individually and in a coordinated fashion, regularly placed larger aggregate orders for gold and silver contracts on the Commodity Exchange, ...