International

Lujan devised and facilitated sham arrangements to conceal multi-million-dollar kickback payments to the Vice President of Finance at Banco de Desarrollo Económico y Social de ...

Clarke devised and facilitated sham arrangements to conceal multi-million-dollar kickback payments to the Vice President of Finance at Banco de Desarrollo Económico y Social de ...

Chinea devised and facilitated sham arrangements to conceal multi-million-dollar kickback payments to the Vice President of Finance at Banco de Desarrollo Económico y Social de ...

The latest evidence of cross-border regulators promising to cooperate occurs as the CFTC signs separate memoranda of understanding with three of 13 Canadian securities regulators. ...

If you have even one client based in Canada, you must alert authorities there. But you could opt to file for an exemption from registration ...

According to the SEC's second amended complaint filed in federal court in Manhattan, the global markets group at broker-dealer Direct Access Partners executed fixed-income trades ...

Defendants Khara and Salim, both individually and in a coordinated fashion, regularly placed larger aggregate orders for gold and silver contracts on the Commodity Exchange, ...

The Commodity Futures Trading Commission is amending existing Commission regulations to establish an alternative to fingerprinting to evaluate the fitness of natural persons who are ...

In another move to nourish “the principles of international comity,” the CFTC March 28 approved a final rule permitting foreign commodity sales agents from having ...

Thomas, Managing Director of Marbury, fraudulently deceived at least two customers, including Thomas’ father-in-law, to give Thomas and Marbury over $1.2 million for the ostensible ...