International

Only the European Parliament stands in the way of blocking what looks like a sure eventuality: adoption of the EU’s new data protection rule (IA ...

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Otkritie Capital International, Ltd. (OCI), a London-based corporate ...

The Order finds that the Defendants committed fraud in 2008 by failing to disclose the PIWM pools’ significant exposure to the Bernard Madoff Ponzi scheme, ...

Dodd-Frank and other new rules dictated by U.S. and European central bankers and bank prudential regulators with little practical understanding of trading markets seek to ...

Wells Fargo requests that the Divisions confirm that it will not recommend that the Commission initiate an enforcement action against Wells Fargo or its counterparties ...

It is through such sharing of technology, data, and ideas, in addition to more immediate assistance in particular cases, that we can further strengthen our ...

We have had a very constructive dialogue with the European Commission and ESMA and I have a very good relationship with Commissioner Jonathan Hill. I ...

Six years on, I worry that different jurisdictions and different regulators are moving forward unilaterally and in a piecemeal fashion. They’re chopping global financial markets ...

The Non-U.S. SDs sought relief from such requirements when entering into swaps with a counterparty that is not a U.S. person.

As I have repeatedly stated, the benign sounding ‘Staff Advisory 13-69’ should be permanently withdrawn because it represents a threat to American jobs and vital ...