International

I would also like to say a word about our Cross-Border Guidance, which discussed how the Commission would generally apply Dodd-Frank requirements to cross-border swap ...

I am comfortable supporting today’s release, but for the reasons discussed below, continue to harbor some doubts as to whether we have selected the approach ...

It is imperative that we get all aspects of our margin requirements right, and that includes getting the cross-border element of the requirements right. The ...

I have many concerns and questions regarding the proposal, including: • the shift from the transaction-level approach set forth in the July 2013 Cross-Border Interpretive Guidance ...

The time has come to comprehensively regulate this market. Retail commodity trading should occur on regulated exchanges, just as retail securities trading does. Too much ...

The CFTC has continued the recent onslaught of “no-action” letters exempting certain entities from its rules. This time, the new “no-action” letter states that “international ...

She states that the "next challenge is to bring to life additional coding schema that will enable a new depth of data aggregation. The development ...

It comes around every five years – but this anniversary is different.   We’ve told you before about the Treasury’s Bureau of Economic Analysis laundry ...

The SEC holds that Michael Quigley and Brian Quigley used virtually every “trick in the book” to defraud investors, sending phony account statements; using a ...

Just as they had to learn the ins and outs of Dodd-Frank, U.S.-based GPs that want to market to European LPs need to become familiar ...