International

I have many concerns and questions regarding the proposal, including: • the shift from the transaction-level approach set forth in the July 2013 Cross-Border Interpretive Guidance ...

The time has come to comprehensively regulate this market. Retail commodity trading should occur on regulated exchanges, just as retail securities trading does. Too much ...

The CFTC has continued the recent onslaught of “no-action” letters exempting certain entities from its rules. This time, the new “no-action” letter states that “international ...

She states that the "next challenge is to bring to life additional coding schema that will enable a new depth of data aggregation. The development ...

It comes around every five years – but this anniversary is different.   We’ve told you before about the Treasury’s Bureau of Economic Analysis laundry ...

The SEC holds that Michael Quigley and Brian Quigley used virtually every “trick in the book” to defraud investors, sending phony account statements; using a ...

Just as they had to learn the ins and outs of Dodd-Frank, U.S.-based GPs that want to market to European LPs need to become familiar ...

Chair Massad uses illustrations to demonstrate that regulators "should start with customer margin – with requiring gross posting and mandatory collection from customers. Those are ...

In an action that accepts the reality of the international derivatives market, SEC Commissioners Wednesday unanimously approved a new proposal relating to when a non-U.S. ...

This proposal significantly improves on the approach originally proposed in 2013. It now centers on activity that is carried out by a non-U.S. person ...