International

Chair Massad uses illustrations to demonstrate that regulators "should start with customer margin – with requiring gross posting and mandatory collection from customers. Those are ...

In an action that accepts the reality of the international derivatives market, SEC Commissioners Wednesday unanimously approved a new proposal relating to when a non-U.S. ...

This proposal significantly improves on the approach originally proposed in 2013. It now centers on activity that is carried out by a non-U.S. person ...

During the financial crisis, the world witnessed how financial contracts known as swaps played a key role in creating a global financial hurricane. These ...

I recognize that the SEC still lags behind the CFTC in adopting all the necessary rules for the SBS market, as required by Title VII ...

CFTC Charges U.K. Resident Navinder Singh Sarao and His Company Nav Sarao Futures Limited PLC with Price Manipulation and Spoofing

Internationally, we must find a new way: we must swap our regulatory hubris for humility, and work to find common ground with our international counterparts ...

The Division of Swap Dealer and Intermediary Oversight took a CPO and CTA registration no-action position with respect to the use of wholly-owned United States ...

It’s a truism that our financial system is globalized, interconnected, and complex – and only grows more so each day. Geographic boundaries have not contained ...

Staff advisory from the Divisions of Market Oversight and Swap Dealer and Intermediary Oversight to remind futures commission merchants, clearing members, foreign brokers, swap dealers, ...