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(a) Restriction on futures trading Unless exempted by the Commission pursuant to subsection (c) or by subsection (e), it shall be unlawful for any person ...
The Division of Clearing and Risk extended the no-action relief granted in CFTC Letter 14-27 to Eurex Clearing and its U.S. clearing members with regard ...
This letter gives on entity, India Ltd., more time to seek a DCO exemption.
Extension of time-limited no-action relief for Korea Exchange, Inc. with regard to Section 5b(a) of the Commodity Exchange Act and implementing regulations thereunder.
Extension of time-limited no-action relief for OTC Clearing Hong Kong Limited with regard to Section 5b(a) of the Commodity Exchange Act and implementing regulations thereunder.
This case involved a bank that engaged in more than 1,000 illegal wash sales over a three-year period.
Commissioner Wetjen urges improved transparency for standardizing stress tests, consideration of a requirement for CCP capital contributions to a guarantee fund and ensuring that recovery ...
An official of a sovereign wealth fund flies into town to check out your firm. If you treat the visitor to a nice dinner, must ...
CFTC's Division of Market Oversight issues time-limited no-action relief from certain requirements of Part 45 and Part 46 of the Commission's regulations, for Certain Swap ...
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