International

This letter gives on entity, India Ltd., more time to seek a DCO exemption.

Extension of time-limited no-action relief for Korea Exchange, Inc. with regard to Section 5b(a) of the Commodity Exchange Act and implementing regulations thereunder.

Extension of time-limited no-action relief for OTC Clearing Hong Kong Limited with regard to Section 5b(a) of the Commodity Exchange Act and implementing regulations thereunder.

This case involved a bank that engaged in more than 1,000 illegal wash sales over a three-year period.

Commissioner Wetjen urges improved transparency for standardizing stress tests, consideration of a requirement for CCP capital contributions to a guarantee fund and ensuring that recovery ...

An official of a sovereign wealth fund flies into town to check out your firm. If you treat the visitor to a nice dinner, must ...

CFTC's Division of Market Oversight issues time-limited no-action relief from certain requirements of Part 45 and Part 46 of the Commission's regulations, for Certain Swap ...

The difficulty of getting a handle on new rules for trading derivatives intensifies when two regulators don’t agree.   Take the segregation of margin for ...

Now it is important to recognize that FCPA cases against individuals can present some unique challenges for us and we simply are unable to bring ...

Chairman Massad talks challenges ahead, including the oversight of clearinghouses, cross-border regulations, swaps trading and cybersecurity.