International

The difficulty of getting a handle on new rules for trading derivatives intensifies when two regulators don’t agree.   Take the segregation of margin for ...

Now it is important to recognize that FCPA cases against individuals can present some unique challenges for us and we simply are unable to bring ...

Chairman Massad talks challenges ahead, including the oversight of clearinghouses, cross-border regulations, swaps trading and cybersecurity.

Extension of conditional time-limited no-action relief for Yieldbroker Pty Limited with regard to Section 5h(a)(1) of the Commodity Exchange Act and Commission Regulation 37.3(a)(1) until ...

Chair Massad talks cross-border harmonization and about the EU not yet recognizing U.S. central clearinghouses.

Commissioner Wetjen uses the occasion to talk about efforts by the CFTC and European Commission to reach agreement on derivatives regulations.

The Division of Market Oversight and the Division of Clearing and Risk issued a letter stating that they will not recommend that the Commission take ...

No-action relief for ICE Clear Europe Limited with regard to Regulation 1.20(g)(4), and an exemption from the requirements of Regulation 1.49(d)(3) for customer accounts held ...

No-action relief for LCH.Clearnet Limited with regard to Regulations 1.20(g)(4) and 22.5, and an exemption from the requirements of Regulation 1.49(d)(3) for customer accounts held ...

No-action relief from compliance with certain terms of required Regulation 30.7(c). This was due to expire in March 2015.