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Extension of conditional time-limited no-action relief for Yieldbroker Pty Limited with regard to Section 5h(a)(1) of the Commodity Exchange Act and Commission Regulation 37.3(a)(1) until ...
Chair Massad talks cross-border harmonization and about the EU not yet recognizing U.S. central clearinghouses.
Commissioner Wetjen uses the occasion to talk about efforts by the CFTC and European Commission to reach agreement on derivatives regulations.
The Division of Market Oversight and the Division of Clearing and Risk issued a letter stating that they will not recommend that the Commission take ...
No-action relief for ICE Clear Europe Limited with regard to Regulation 1.20(g)(4), and an exemption from the requirements of Regulation 1.49(d)(3) for customer accounts held ...
No-action relief for LCH.Clearnet Limited with regard to Regulations 1.20(g)(4) and 22.5, and an exemption from the requirements of Regulation 1.49(d)(3) for customer accounts held ...
No-action relief from compliance with certain terms of required Regulation 30.7(c). This was due to expire in March 2015.
Commissioner Giancarlo calls for a new spirit of regulatory comity and cooperation.
Chair Massad applauds a court decision backing the CFTC.
Conditional no-action relief with respect to swaps trading on certain financial markets that are licensed in Australia and overseen by the Australian Securities & Investments ...
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