International

An FCM could, on behalf of its 30.7 customers, maintain customer omnibus accounts with a U.K. investment firm that elects the “bank exemption” and that ...

Time-limited no-action relief for the Clearing Corporation of India Ltd. with regard to Section 5b(a) of the Commodity Exchange Act and implementing regulations thereunder.

Last week, the Federal Register published the 96-page final rule the Commission passed last month on defining a security-based swap dealer or major security-based swap ...

Time-limited no-action relief for ICE Clear Europe Limited with regard to Regulation 1.20(g)(4).

One of the final mandated Dodd-Frank actions by the SEC moved toward completion last week as five commissioners backed a final rule key to the ...

Time-Limited Extension of the No-Action Relief Provided in CFTC Letter No. 13-41 regarding the reporting of identifying information under Parts 20, 45 and 46.

Time-limited no-action relief for Korea Exchange, Inc. with regard to Section 5b(a) of the Commodity Exchange Act and Commission Regulations thereunder.

Time-limited no-action relief from compliance with the quarterly risk reporting requirement under Regulation 23.600(c)(2) for any fiscal quarters ending on or before July 31, 2014.

Commissioner O'Malia implores that "it is critically important that international regulators come together now to harmonize swap data reporting, exchange trading, and central counterparty (CCP) ...

Time-limited no-action relief for OTC Clearing Hong Kong Limited with regard to Sections 5b(a) and 2(h)(1)(A) of the Commodity Exchange Act and implementing regulations thereunder.