International

Time-limited no-action relief from compliance with the quarterly risk reporting requirement under Regulation 23.600(c)(2) for any fiscal quarters ending on or before July 31, 2014.

Commissioner O'Malia implores that "it is critically important that international regulators come together now to harmonize swap data reporting, exchange trading, and central counterparty (CCP) ...

Time-limited no-action relief for OTC Clearing Hong Kong Limited with regard to Sections 5b(a) and 2(h)(1)(A) of the Commodity Exchange Act and implementing regulations thereunder.

Action is a result of CFTC’s 2012 sweep against foreign currency firms for failure to register under the 2008 Farm Bill, the Dodd-Frank Act, and ...

Closing Remarks at the SEC's 24th Annual International Institute for Market Development Commissioner Daniel M. Gallagher Washington, D.C. April 16, 2014              Thank you, ...

Conditional No-Action Relief with respect to Swaps Trading on Certain Multilateral Trading Facilities Overseen by Authorities Designated by European Union Member States

The Division of Clearing and Risk issued a letter stating that it will not recommend that the Commission take enforcement action against Singapore Exchange Derivatives ...

The oft-used phrase goes "money is fungible," meaning it's interchangeable. Its context on a global scale for advisers is that you can manage money no ...

Commissioner O'Malia presses that the Commission must collaborate with foreign regulators to increase global harmonization of swaps regulations.

Time-Limited No-Action Relief with respect to Swaps Trading on Certain Multilateral Trading Facilities Overseen by Competent Authorities Designated by European Union Member States