International

Action is a result of CFTC’s 2012 sweep against foreign currency firms for failure to register under the 2008 Farm Bill, the Dodd-Frank Act, and ...

Closing Remarks at the SEC's 24th Annual International Institute for Market Development Commissioner Daniel M. Gallagher Washington, D.C. April 16, 2014              Thank you, ...

Conditional No-Action Relief with respect to Swaps Trading on Certain Multilateral Trading Facilities Overseen by Authorities Designated by European Union Member States

The Division of Clearing and Risk issued a letter stating that it will not recommend that the Commission take enforcement action against Singapore Exchange Derivatives ...

The oft-used phrase goes "money is fungible," meaning it's interchangeable. Its context on a global scale for advisers is that you can manage money no ...

Commissioner O'Malia presses that the Commission must collaborate with foreign regulators to increase global harmonization of swaps regulations.

Time-Limited No-Action Relief with respect to Swaps Trading on Certain Multilateral Trading Facilities Overseen by Competent Authorities Designated by European Union Member States

Conditional No-Action Relief with respect to Swaps Trading on Certain Multilateral Trading Facilities Overseen by Competent Authorities Designated by European Union Member States

The Division of Clearing and Risk issued a letter stating that it will not recommend that the Commission take enforcement action against ASX Clear (Futures) ...

No-action relief regarding the limitation on the holding of customer funds outside the U.S. under Regulation 30.7.