International

Conditional No-Action Relief with respect to Swaps Trading on Certain Multilateral Trading Facilities Overseen by Competent Authorities Designated by European Union Member States

The Division of Clearing and Risk issued a letter stating that it will not recommend that the Commission take enforcement action against ASX Clear (Futures) ...

No-action relief regarding the limitation on the holding of customer funds outside the U.S. under Regulation 30.7.

I have serious concerns with the evolving jurisdictional application of the Commission’s authority over cross-border trades. It appears based on the staff Advisory, that ...

The CFTC contends the bank president lied about trades, calling them "Pure coincidence that the trades crossed. Very isolated when viewed in the context of ...

The world's a small place. It's not uncommon for, say, an adviser in New York to manage a fund based in London that engages in ...

This rule applies additional standards for compliance with the derivatives clearing organization (DCO) core principles for systemically important DCOs.

Your views will be confirmed in the new study of The Cost of Compliance, which finds, as expected, that more regulations gin up the costs ...

If you lived through it, you'll never forget it - nor wish to repeat it. Many believe the financial crisis was sparked by the failure ...

It just got easier for the SEC to book a trip to Europe to check on an investment adviser doing business there and for EU ...