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The SEC has granted an adviser's request to shed the limits on a mutual fund's ownership of another investment company if the acquired entity is ...
Fallout from the global financial crisis continues overseas as well. Last week the European Commission was expected to grant final approval for its Directive on ...
In walks through your firm's door a qualified prospective client who differs from the rest in one way - he's a foreign national living in ...
Much talk followed the financial meltdown of the need for international regulators to agree on a set of rules. Some RIAs with offices tucked into ...
The European Union earlier this week moved closer to placing wide-ranging regulations on the private equity industry that could make it difficult for U.S. firms ...
So you want to do business in Europe? It's a trend for investment advisers to pursue new business around the globe. But know the hurdles ...
From all outward appearances, the Indian-born financial professional in Singapore seemed a perfect partner to do business with. However, an inquiry into his past revealed ...