International

"I worry that average investors may not realize that they hold stock in a shell company rather than a China-based operating company"

President Biden replaced that EO with one of his own, which upped the list of foreign firms to 59 and set a deadline for U.S. ...

Here is the list of 59 publicly traded Chinese securities cited in Biden’s June EO. The EO’s deadline is Aug. 2

The substituted compliance framework reflects the cross-border nature of the security-based swap market, and is intended to promote efficiency and competition by helping to address ...

Swiss authorities have sent a letter to the SEC clarifying that its policy calls for cooperation “with data protection authorities in Switzerland and abroad.” The ...

Archegos: "The limited transparency in this market, combined with potential shortcomings in market participants’ risk management .... I believe additional public disclosure of that fund’s ...

Under Asset Manager A’s policies and code of ethics, Wygovsky was required, among other things, to comply with fiduciary obligations to Asset Manager A’s advisory ...

"I have concerns that as LIBOR is replaced, a number of commercial banks are advocating for replacement indices that are still reliant on short-term, unsecured, ...

"I believe BSBY has many of the same flaws as LIBOR. Both benchmarks are based upon unsecured, term, bank-to-bank lending .... That’s why I believe ...

In a somewhat related development, the FSA June 2 released a Global Transition Roadmap for LIBOR