Home Investment Management
Investment Management
This no-action letter from the SEC concerns delivery of the Form ADV brochure.
No-Action Letter: lNG Investments, LLC, Directed Services LLC, and lNG Investment Management Co. LLC (March 29, 2013) Investment Company Act of 1940 — Section 15(a) ...
Securities Exchange Act of 1934 — Rule 14a-8 Fidelity Select Portfolios March 15, 2013 Scott C. Goebel, Esq. Fidelity Investments Legal Department ...
Investment Company Act of 1940 — Section 15(a) Emerging Global Advisors, LLC and EGA Emerging Global Shares Trust February 27, 2013 RESPONSE OF ...