Investment Management

    Investment Company Act of 1940 Investment Company Institute Your letter dated August 31, 2012 requests our assurance that we would not recommend enforcement ...

    Investment Company Act of 1940 – Sections 22(e) and 27(i)(2)(A) ING Life Insurance and Annuity Company Based on the facts and representations in ...

The SEC issued this no-action letter in reference to an entity that sort assurance it needn't register as an Investment Company fund.

      Investment Advisers Act of 1940 — Section 203(a) Allianz of America, Inc. May 25, 2012 RESPONSE OF THE OFFICE OF CHIEF COUNSEL ...

No-Action Letter: GMO Trust (May 24, 2012) Investment Company Act of 1940 — Section 24(f) and Rule 24f-2 GMO Trust May 24, 2012 RESPONSE OF ...

Aberdeen Australia Equity Fund, Inc. et al. Securities Act of 1933 – Rule 486(b) Aberdeen Australia Equity Fund, Inc., Aberdeen Chile Fund, Inc. and Aberdeen ...

      Investment Advisers Act of 1940 — Rule 202(a)(11)(G)-1 Peter Adamson III April 3, 2012 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION ...

No-Action Letter: Market Vectors ETF Trust, et al. (March 27, 2012) Investment Company Act of 1940 — Section 2(a)(32), 5(a)(1), 17(a), 22(d), 22(e) and Rule ...