Investment Management

Citigroup Global Markets, Inc: No-Action letter dated May 28, 2009 Investment Company Act of 1940 – Rule 2a-7 Citigroup Global Markets, Inc May 28, 2009 ...

TS&W/Claymore Tax-Advantaged Balanced Fund: No-Action letter dated April 27, 2009 Securities Exchange Act of 1934 – Section 14(a) and Rule 14a-8(i)(8) TS&W/Claymore Tax-Advantaged Balanced Fund ...

U.S. Government Reserves and Fidelity Cash Reserves: No-Action letter dated April 27, 2009 Securities Exchange Act of 1934 — Section 14(a) and Rule 14a-8(b) U.S. ...

Seward & Kissel LLP: No-Action letter dated April 15, 2009 Investment Company Act of 1940 — Section 24(f)(2) and Rule 24f-2 Seward & Kissel LLP ...

No-Action Letter: Iridian Asset Management LLC (April 14, 2009) Investment Company Act of 1940 — Sections 2(a)(4), 2(a)(9) and 15(a) Iridian Asset Management LLC April ...

Bank of Ireland Asset Management (U.S.) Ltd.: No-Action letter dated April 2, 2009 Investment Company Act of 1940 — Section 2(a)(4) and 15(a) Bank of ...

No-Action Letter: Regions Morgan Keegan Funds (March 30, 2009) Investment Company Act of 1940 — Section 17(a) Regions Morgan Keegan Funds March 30, 2009 RESPONSE ...